FINRA Disciplinary Actions: Kevin A. Tuttle

The FINRA BrokerCheck record of former Florida broker Kevin A. Tuttle (CRD # 2414158) shows that Mr. Tuttle is the subject of a FINRA Department of Enforcement Complaint. The complaint, filed July 3rd, alleges that Mr. Tuttle provided false information on client statements and other activities. Mr. Tuttle is no longer registered as a broker with FINRA.