FINRA’s Disciplinary Actions state that Idaho broker, Joann Jackson (CRD #2246952) has been barred from associating with any FINRA member in any capacity over allegations of misappropriation of funds. Without admitting or denying the findings, Joann Jackson consented to FINRA’s described sanctions and to the entry of findings that she failed to respond to FINRA requests for documents and information, and to appear for the on-the-record testimony regarding misrepresentation to her member firm about borrowing money from a client, the nature of fund transfers, and failure to fully response to firm requests for information regarding a client complaint.
FINRA’s Broker check details one recent disclosure event and one pending customer dispute. Ms. Jackson was most recently employed by Moloney Securities Co,. Inc (CRD #38535)