Articles Posted in Broker Misconduct

George Merhoff and Energy Stocks – The Investigation Continues
Samuels Yoelin Kantor LLP

The Investigation of Klamath Falls Financial Advisor George Merhoff Jr. and Cetera Investments, Pacific West Securities, Inc. Continues Customer Concerns Grow About Energy Stock Concentration and George Merhoff Our office continues to investigate Cetera Investments and its representative George Merhoff Jr. Since our last reporting, even more investors have called us to report that they…

Continue reading ›
Form U5 Information Gets to BrokerCheck Faster with New FINRA Rule Change
Samuels Yoelin Kantor LLP

Effective December 12, 2015, certain information provided on the registration termination paperwork (Form U5) for a brokerage firm or terminated broker will be accessible on BrokerCheck in 3 business days instead of 15. The SEC approved the proposed change to FINRA Rule 8312 (FINRA BrokerCheck Disclosure). The Form U5 includes important information for investors researching…

Continue reading ›
Investor Alert: Kevin Winder Lesson – Beware of Promised High Return Investments
Samuels Yoelin Kantor LLP

Oregonian Article Alerts Investors to the Dangers of High Return Investments The Chief of Enforcement at the Division of Finance and Corporate Securities Consumer & Business Services Department (DFCS), Van Pounds,  was both quoted in Molly Young’s recent Oregonian article about high return investments and Salem investment adviser Kevin Winder.  Winder lost his license for…

Continue reading ›

Client Reviews

Thank you for your most kind and efficient treatment during my dilemma.

Client

Darlene was so helpful in this matter, I had been trying for months to get help and she came through for me . . . I would recommend her in a heartbeat.

Client

From the first time I spoke with her about my lawsuit, to the successful conclusion, Darlene was always the support I needed.

Client

You folks put on an excellent case and we were, to say the least, extremely nervous about the outcome.

Opposing Counsel

Get in Touch

Fill out the contact form or call us at (503) 226-2966 to schedule your consultation.
  1. 1 Call Us Nationwide
  2. 2 Fill Out Our Contact Form
  3. 3 Please Do Not Include Confidential Information

Leave Us a Message