FINRA Securities Arbitration
When investment losses occur in a stock brokerage account, claims for investment losses usually have to be filed in a FINRA arbitration proceeding rather than court. That is because virtually every firm’s forms that you must sign when you open an investment account have a provision stating that you agree to go to arbitration rather than court if there is ever a dispute.
No practicing lawyer anywhere knows more about FINRA arbitration than we do. If you are headed to arbitration, it is critical that you have counsel who is specifically experienced in arbitration. That experience is available to you. Call us at 800.647.8130. We off a free initial consultation and your call is confidential.