Articles Posted in Dodd Frank Act

2013 at the SEC
Samuels Yoelin Kantor LLP

Today is the last day of the chairmanship of Mary Schapiro at the SEC. As investor advocates, let’s look ahead at major issues for the SEC in 2013. It’ll be a busy year. There are at least five large-scale reforms under way, all with a bearing on the safety of equity investments. Mary Schapiro took…

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