Strong Advocates for Our Clients in Disputes with the Securities Industry
We Represent Investors Nationwide
We Know FINRA Arbitration and Mediation
We Work to Recover Your Investment Losses
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Trusted Attorneys Protecting Investors Nationwide.

We help investors across the country recover losses in cases of portfolio mismanagement, broker fraud, fraudulent investments, elder financial abuse, and similar situations.

We have received settlements, judgments, and arbitration awards in the many millions of dollars for our clients. Our specialized investment litigation practice pursues claims for monetary recovery in FINRA arbitration, with its specialized securities arbitration rules, as well as through mediation, and courts of law. With our knowledge and depth of experience, you’ll know what to expect, and what your options are.

We provide compassionate help for clients whose financial losses are not just economic, but also deeply personal. Above all, we focus on getting results.

Darlene PasiecznyAll calls are confidential. Many of our cases are handled on a contingency fee basis, which means we don’t get paid unless you recover your investment losses.

Attorney Darlene Pasieczny explains in this short video: How can an experienced securities attorney help investors who are concerned about their portfolio?

Concerned? See below for Red Flags of financial abuse, and common types of securities claims and products that we handle.

Based in the Pacific Northwest.
We Represent Investors Nationwide

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    Ten Red Flags for Investors

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    Securities Cases We Pursue

    Securities Fraud or Misrepresentation

    Breach of Fiduciary Duty

    Broker Negligence

    Broker Theft

    Churning (Excessive Trading)

    Failure to Supervise

    Unsuitable Investments

    Overconcentration (Failure to Diversify)

    Ponzi Schemes

    Selling Away

    Unauthorized Trading & Failure to Execute

    Elder Financial Abuse

    SEC Whistleblower

    Participant Liability

    Stockbroker & Registered Investment Advisor (RIA)

    Reviews & Case Results

    COMPASSIONATE
    “Thank you for your most kind and efficient treatment during my dilemma.”
    – Client, 90 years old, overconcentration in oil and gas investments
    EXPERIENCED
    “From the first time I spoke with her about my lawsuit, to the successful conclusion, Darlene was always the support I needed.”
    – Client, retired professional, unsuitable promissory note investment.
    SMART
    “You folks put on an excellent case and we were, to say the least, extremely nervous about the outcome.”
    – Opposing counsel, unsuitable investment portfolio allocation case.
    EFFECTIVE
    “Darlene was so helpful in this matter, I had been trying for months to get help and she came through for me . . . I would recommend her in a heartbeat.”
    – Investor, Variable Annuity and Broker Failure to Follow Instructions.
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