Banks Law Office is representing five investors in the Grifphon Alpha Funds. We have not filed any claims against Grifphon or its management in these cases. Rather, we are pursuing claims against the bank, investment advisors and brokerage firm that recommended Grifpon to our clients.
Our clients are in California and Oregon. Four of the claims will be tried to a FINRA arbitration panel in Portland, Oregon, later this year. Another case will be filed in state court in Palm Springs, California.