FINRA’s New Director Of Dispute Resolution – Richard Berry

Banks Law Office, PC. is pleased to learn today that FINRA has chosen Richard Berry to replace Linda Fienberg as the new President of FINRA Dispute Resolution beginning December 1. Mr. Berry replaces Linda Fienberg who will retire in November after 18 years at the helm of Dispute Resolution. Our firm has known Rick Berry to be a smart, likeable, and fair-minded individual, and we congratulate him and look forward to working with Rick in his new position.

Banks Law Office, P.C. has a long history of working with FINRA on many projects to improve the FINRA securities arbitration forum. Mr. Banks served on the National Arbitration and Mediation Committee for 8 years, was the chair of FINRA subcommittees, and chaired FINRA’s Arbitrator Training Task Force and Discovery Task Force. In all of those capacities, Mr. Banks worked closely with both Ms. Fienberg and Mr. Berry on those projects. Banks Law Office represents investors in disputes with their brokerages, and represents individual brokers in disputes with broker-dealer firms.