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SWS Financial Services Variable Annuities

Samuels Yoelin Kantor LLP

FINRA is investigating SWS Financial Services for failure to properly supervise sales of variable annuities. Variable Annuities are complicated investments and should only be purchased after careful scrutiny. If you’ve purchased a variable annuity with SWS Financial Services or on the advice of any financial professional please contact us with your concerns. We might be able to help you recover your investment. You can read our most recent post about the SWS investigation here.

Client Reviews

Darlene was just fantastic in every way representing me in resolving an over two year situation with me as beneficiary in a Trust . . . She turned every over every rock and stone and actually saved me half of her fee...

Client, Trust Dispute

“I am so happy that all my contacts and calls finally led me to your doorstep. It is with a feeling of satisfaction that I can put this issue to rest now. I did what was right and fair (but I know life isn't fair) and...

Client, Brokerage Account Dispute

Darlene was so helpful in this matter, I had been trying for months to get help and she came through for me . . . I would recommend her in a heartbeat.

Client

You folks put on an excellent case and we were, to say the least, extremely nervous about the outcome.

Opposing Counsel

I know P**** has expressed her sincere thanks to you, but I wanted to do the same and let you know how much I appreciate your time and the professionalism with which you have handled this matter. We will hope and pray...

Client

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