Articles Posted in Arbitrators

Become a FINRA Arbitrator
Samuels Yoelin Kantor LLP

July 17, 2011

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Robert Banks, security attorney of Banks Law Office, chaired FINRA’s Arbitrator Training Task Force and played a key role in the development of the training materials. Becoming an arbitrator gets you involved in your community and empowers you to help citizens resolve disputes. As an arbitrator you will learn more about the industry and refine…

FINRA Arbitration FAQ
Samuels Yoelin Kantor LLP

March 1, 2011

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What Is FINRA Arbitration and Why Do I Have To Do It? When you open a brokerage account with a FINRA broker-dealer firm (which includes all stock brokerage firms), you sign a form contract called a New Account Form. It includes a paragraph, usually on the back, saying that you agree that if you ever…

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