Articles Posted in Financial Advisor

Investor Confusion from Misleading Brokerage Industry Advertising – When is Your Advisor a Fiduciary?
Samuels Yoelin Kantor LLP

On March 25, the Public Investors Arbitration Bar Association (PIABA) released its study of confusing advertising messages by major broker-dealer firms like Allstate, UBS, Morgan Stanley, Berthel Fisher, Ameriprise Financial, Merrill Lynch, Fidelity Investments, Wells Fargo, and Charles Schwab. While these firms advertise that they put their clients’ interest first, excerpts from FINRA arbitration filings…

Continue reading ›

Client Reviews

Darlene was just fantastic in every way representing me in resolving an over two year situation with me as beneficiary in a Trust . . . She turned every over every rock and stone and actually saved me half of her fee...

Client, Trust Dispute

“I am so happy that all my contacts and calls finally led me to your doorstep. It is with a feeling of satisfaction that I can put this issue to rest now. I did what was right and fair (but I know life isn't fair) and...

Client, Brokerage Account Dispute

Darlene was so helpful in this matter, I had been trying for months to get help and she came through for me . . . I would recommend her in a heartbeat.

Client

You folks put on an excellent case and we were, to say the least, extremely nervous about the outcome.

Opposing Counsel

I know P**** has expressed her sincere thanks to you, but I wanted to do the same and let you know how much I appreciate your time and the professionalism with which you have handled this matter. We will hope and pray...

Client

Get in Touch

Fill out the contact form or call us at (503) 226-2966 to schedule your consultation.
  1. 1 Call Us Nationwide
  2. 2 Fill Out Our Contact Form
  3. 3 Please Do Not Include Confidential Information

Leave Us a Message