Articles Posted in Settlement

What Does it Mean for Investors? LPL Financial Settlement $26 Million
Samuels Yoelin Kantor LLP

Today the North American Securities Administrators Association (NASAA) announced a massive LPL Financial settlement with state securities regulators relating to over a decade of sales of unregistered securities by LPL brokers. Under the terms of the LPL Financial settlement, the firm agreed to repurchase from investors certain securities that were sold to them since October,…

Continue reading ›

Client Reviews

Darlene was just fantastic in every way representing me in resolving an over two year situation with me as beneficiary in a Trust . . . She turned every over every rock and stone and actually saved me half of her fee...

Client, Trust Dispute

“I am so happy that all my contacts and calls finally led me to your doorstep. It is with a feeling of satisfaction that I can put this issue to rest now. I did what was right and fair (but I know life isn't fair) and...

Client, Brokerage Account Dispute

Darlene was so helpful in this matter, I had been trying for months to get help and she came through for me . . . I would recommend her in a heartbeat.

Client

You folks put on an excellent case and we were, to say the least, extremely nervous about the outcome.

Opposing Counsel

I know P**** has expressed her sincere thanks to you, but I wanted to do the same and let you know how much I appreciate your time and the professionalism with which you have handled this matter. We will hope and pray...

Client

Get in Touch

Fill out the contact form or call us at (503) 226-2966 to schedule your consultation.
  1. 1 Call Us Nationwide
  2. 2 Fill Out Our Contact Form
  3. 3 Please Do Not Include Confidential Information

Leave Us a Message