Select Speaking Engagements & Publications

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• *Speaker, “Financial Elder Abuse – State Civil Claims and Overview of a Financial Elder Abuse Case,” PIABA Mid-Year Meeting, April 2022
• *Speaker, “The Whole Picture: Maximizing Damages in Securities Cases” PIABA Annual Meeting, Amelia Island, FL, October 2021
• *Speaker, “Liability Under the Oregon Securities Law: Landscapes and Minefields,” Multnomah Bar Association, Advising Oregon Businesses Fall Series, Portland, OR, October 2020
• *Author, “States Adopting NASAA’s Model Act to Protect Vulnerable Adults from Financial Exploitation (Mandatory and Permissive Conduct by Financial Advisors),” PIABA Bar Journal, Vol. 26, No. 2 (2019)
• * Moderator, “Two Case Studies in Securities Litigation: Aequitas SEC Receivership (OR) and Federal Home Loan v. Credit Suisse (WA),” 40th Annual Northwest Securities Institute, Seattle, WA, March 2020
• * Moderator, “RIA and Hybrid RIA/BD Regulation: Where Were We, and Where Are We Going?” PIABA Securities Law Seminar, Austin, TX, October 2019
• * Speaker, “FINRA Expungement Proceedings: Party Perspectives, Ethics and Recent Regulatory Developments,” PIABA Mid-Year Meeting, Washington, D.C., April 2019
• * Speaker, “Recent Tools to Combat Financial Elder Abuse: Mandatory and Permissive Conduct Under FINRA Rules and Oregon Law for Securities Professionals,” Oregon State Bar Securities Regulation Section, Portland, OR, February 2019
• * Author, “New Tools Help Financial Professionals Prevent Elder Abuse”, Oregon State Bar Elder Law Newsletter, vol. 22, no. 1, January 2019
• * Moderator, “Hybrid Advisers: Regulation and Claims Regarding Dual-Registered Brokers and RIAs,” PIABA Securities Law Seminar, Bonita Springs, FL, October 2018
• * Speaker, “Lunching with Fiduciary Litigators: Red Flags and Strategies for Oregon and Washington,” SYK Seminar Series, Portland, OR, July 2018
• * Speaker, “Financial Elder Abuse, FINRA & State Legislation: What Securities Professionals, Financial Institutions, and Trust Companies Need to Know,” Portland, OR, July 2018
• * Moderator, “The Speeding Train of Cryptocurrency Investments, Supervision, and Securities Regulation,” PIABA Mid-Year CLE, Los Angeles, CA, May, 2018
• * Guest Lecturer, Investor Protection Clinic, William S. Boyd School of Law, University of Nevada, Las Vegas, April 2018
• * Speaker, “The Nuts and Bolts of SEC Whistle-blower Claims – and how the Recent Digital Realty case Changed the Landscape,” Oregon State Bar Securities Regulation Section, Portland, OR, March 2018
• * Speaker, “Senate Bill 95: Safeguarding Seniors,” FPA of Oregon & SW Washington, Portland, OR, February 2018
• * Guest Lecturer, St. John’s University School of Law, Securities Arbitration Clinic, Queens, NY, February 2018
• * Moderator, “Cybersecurity: Regulation and Enforcement in the Battle of Attacks on Investors and Firm Information,” PIABA Securities Law Seminar, Colorado Springs, CO, October 2017
• * Panelist, “FINRA Securities Dispute Resolution – What Lies Beyond the Task Force?” 19th Annual ABA Section of Dispute Resolution Spring Conference, San Francisco, CA, 2017
• * Speaker, “War & PEAC: Negotiating with the Tech Industry over Fiduciary Access to Digital Property,” SW Washington Estate Planning Council, Vancouver, WA, 2016
• * Speaker, “Red Flags in Your Incoming Client’s Portfolio? What You Should Know About Securities Claims for Recovering Investment Losses,” Financial Planning Association of Oregon and SW Washington, Portland, OR, 2016
• * Moderator, “Blowing the Whistle Under Dodd-Frank & SOX: The SEC’s and CFTC’s Whistle-blower Program,” PIABA Securities Law Seminar, San Diego, CA, 2016
• * Moderator, “Clearing Firm Liability,” PIABA Securities Law Seminar, Ponte Verda Beach, FL, 2015
• * Panelist, “Latest Developments in FINRA Securities Arbitration,” 17th Annual ABA Section of Dispute Resolution Spring Conference, Seattle, WA, 2015
• * Speaker, “Recent Developments at FINRA“, 33rd Annual Northwest Securities Institute, Portland, OR, 2013